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Estimating Actual Evotranspiration at Field-scale using Remote Sensing

Writer's picture: Arpit ShahArpit Shah

Updated: 20 hours ago

INTRODUCTION


When Jessey Dickson, a bright Ghanaian pursuing his MSc. in Environmental Quality Sciences on scholarship from the Hebrew University of Jerusalem, reached out to me late-January this year on LinkedIn with a particular request - Can you prepare a tutorial for deriving Evotranspiration using SNAP? - my initial feeling of surprise was overcome by a sense of satisfaction.


Jessey at a remote Agri-research site in Israel
Figure 1: Jessey at a remote Agri-research site in Israel

I had never even heard of Evotranspiration before, let alone know how to derive it. But to realize that my work posted on this professional site was increasingly being observed and appreciated by student researchers around the world signalled to me that while I grapple with the private sector in India trying to create a niche in Mapping for Operations Improvement, moments like this would bring joy and encouragement on my journey.


My lazy and superficial responses did not deter the ever-so-persistent Jessey who was determined to find a way to complete his assignment on estimating Evotranspiration using Remote Sensing shared by his professor. I eventually acceded and decided to support him the best I could.


While Jessey had already chosen the farmlands around Gadot, Israel as his study area, I decided to try the Evotranspiration derivation over another agri-zone - near Jalandhar in Punjab, India. After hours of exchanges, video meetings & working on Sentinels Application Platform (SNAP) software, we were finally able to fulfill our objectives - mine being this elaborate, end-to-end video tutorial on estimating Field-scale Daily (Actual) Evotranspiration using Remote Sensing and this post.

 

HYPERLINKED SECTIONS


 

EVOTRANSPIRATION & FACTORS AFFECTING IT


Evotranspiration (ET) represents the total loss of water (& energy) from the Earth's surface into the atmosphere and is a combination of two terms - ‘Evaporation’, which is the direct movement of water from soil, canopies, capillary fringe of the groundwater table and water bodies on land into the atmosphere, and ‘Transpiration’, which is the indirect transfer of water from the soil surface into the atmosphere via the leaves & roots of vegetation. This release of Water Vapour into the atmosphere forms a crucial component (largest after Precipitation) of our planet's Hydrologic Cycle.

Water Cycle Diagram. Left portion pertains to Evotranspiration. Source: LangeLeslie, CC BY-SA 4.0 <https://creativecommons.org/licenses/by-sa/4.0>, via Wikimedia Commons
Figure 2: Water Cycle Diagram. Left portion pertains to Evotranspiration. Source: LangeLeslie, CC BY-SA 4.0 <https://creativecommons.org/licenses/by-sa/4.0>, via Wikimedia Commons
What could be the possible benefits of computing Water (and Energy) transfer into the atmosphere? Think about it - I'll elaborate later.

Here are some of the contributing factors to Evotranspiration-

Factors affecting Evotranspiration summarized under five categories
Figure 3: Factors affecting Evotranspiration summarized under five categories
 

TYPES OF EVOTRANSPIRATION


Evotranspiration is typically expressed in millimeters/unit of time (in water vapour released terms) or in watts/unit of distance (in energy released terms) and can be measured in the following ways-


  1. Actual Evotranspiration (ETa) involves figuring out how much water vapour (and energy) was actually released from the soil and vegetation into the atmosphere over a period of time at a given study area. The exact values of parameters such as Precipitation, Soil Moisture, Wind Speed and Solar Radiation are taken into consideration during the computation of ETa, and thus, this method is the most authentic representation of the phenomenon. However, as you would imagine, to derive it is costly, time-consuming, and requires significant scientific expertise.


  1. Potential Evotranspiration (ETp) considers the water availability as plentiful, be it from precipitation, soil moisture, irrigation, and so on. Hence, ETp is a way of saying what is the maximum water (& energy) that the soil and vegetation can transmit into the atmosphere over a period of time at a given study area through the influence of meteorological variables such as air temperature, solar radiation & wind speed. Measuring ETp is preferred particularly in drought assessments and other land-air interaction studies, or when the derivation of ETa is not feasible - for example, if the study area is very large or it is out of budgetary means.


  1. Reference Evotranspiration (ETref) is ETp measured on a reference surface, usually well-watered and even short grass. ETref is utilized when there is a need to standardize the atmospheric demand of water vapor instead of measuring ETp for different types of agricultural surfaces - Weather Stations make use of this extensively and house the reference surface as well.

ETref (Reference Evotranspiration) readings for USA accumulated from weather stations. Source: https://www.weather.gov/ict/Evapotranspiration
Figure 4: ETref (Reference Evotranspiration) readings for USA accumulated from weather stations. Source: https://www.weather.gov/ict/Evapotranspiration






 

Evotranspiration measurements can be classified on the basis of geographic extent as well - Local scale, Field scale, Watershed scale, Regional scale and Continental scale.


At Local-scale, Lysimeter equipment is used to measure ETa and for larger Field-scale studies, Drones can also being used to obtain Evotranspiration-related data.

Above-ground (left) & Under-ground (right) view of a Weighing Lysimeter. Source: https://www.ictinternational.com/casestudies/lysimeters-simple-definition-but-complex-in-application/
Figure 5: Above-ground (left) & Under-ground (right) view of a Weighing Lysimeter. Source: https://www.ictinternational.com/casestudies/lysimeters-simple-definition-but-complex-in-application/

As the geographic extent increases - Regional-scale & beyond - Remote Sensing via Satellite Imagery is preferred to estimate Evotranspiration (ETa and ETp). Besides being cost-effective, Remote Sensing offers a synoptic view of the study area at regular time intervals.

Energy Balance Model
Figure 6: Energy Balance Model used in estimating ET. Snapshot Source: Rohit Pradhan's Deck, SAC)

For my study, I have utilized Remote Sensing as well, obtaining Satellite Imagery from European Space Agency's' Sentinel-2 (Multispectral sensor) and Sentinel-3 (Thermal sensor) satellites and Meteorological data from Copernicus Climate Data Store, albeit at a more granular Field-scale, to estimate Daily Actual Evotranspiration (ETa) at an agri-zone within Punjab, India.

 

UTILITY OF EVOTRANSPIRATION


It wouldn't be difficult for you to gauge the importance of monitoring Evotranspiration - after all keeping a tab on the dynamic relationship between water inflow & water outflow is important. One way in which the social and environmental impact of any global-scale phenomenon can be assessed is by seeing if, and by how much, it contributes towards the 17 Sustainable Development Goals (SDGs) for peace and prosperity for people and the planet - set by the United Nations in 2015.


The applications of Evotranspiration are directly relevant to at least two of the SDGs: Zero hunger (Goal 2) and Clean water and sanitation (Goal 6) besides being potentially useful for others (e.g. Goal 15 - Life on land) as established by Sentinels for Evotranspiration (SEN-ET).


Evotranspiration studies can be utilized for-


  • Irrigation planning & scheduling - supplying water to agri-zones that face moisture scarcity

  • Watershed & Water Rights management - who should get to use the water and how much?

  • Crop Yield forecast - limited or excessive moisture impacts harvest, resulting in food shortage

  • Drought monitoring - by studying the interplay between Precipitation and Evotranspiration

  • Climate Change impact - Global Warming affects the Hydrologic cycle (ET being integral to it)

  • Drainage studies - as excess water inflow transfers into the soil and water table, or as runoff

 

PROCESS FLOW FOR ESTIMATING DAILY ACTUAL EVOTRANSPIRATION AT FIELD-SCALE USING REMOTE SENSING


For this Field-scale, daily Actual Evotranspiration estimation study over an agricultural zone in Punjab - India, I have utilized the the methodology developed by the European Space Agency-funded Sentinels for Evapotranspiration (Sen-ET) project - you may refer to Chapter 1 & Chapter 2 in their user manual which outlines-


  • the literature pertaining to measuring Evotranspiration using Remote Sensing techniques,

  • how leveraging the synergies between Sentinel-2 & Sentinel-3 satellites allows for field-scale measurement of ET (something that wasn't possible before at consistent time intervals),

  • the Meteorological datasets utilized in this Remote Sensing-based methodology developed to estimate Daily ETa

 

I have used Version 9.0.0 of ESA's SNAP Software to perform this study. The process flow of the steps involved can be diagrammatically represented as below-

(clicking on the graphic will open an enlarged view)


Process Flow for estimating Daily Actual Evotranspiration at Field-scale using SNAP software. Methodology developed by Sen-ET.
Figure 7: Process Flow for estimating Daily Actual Evotranspiration at Field-scale using SNAP software. Methodology developed by Sen-ET.

Some of the vital aspects to be taken into consideration if you decide to replicate this study are-


As the process flow is complicated, and also because the information and tweaks pertaining to performing this study is scattered across a few websites in text format, I have attempted to develop a singular resource which would serve as a ready reckoner - a step-by-step, video tutorial for students & practitioners alike. When Jessey and myself were stuck, it took us hours to figure out what went wrong and to find a working solution and I hope this walkthrough would spare you from the ordeal.


While I will elaborate the processing steps and the generated outputs pertaining to my study over a cross-section in Punjab, India in the next section, the video tutorial below would be the definitive guide for you to understand the process involved in a visual and an engaging manner-

Video 1: Tutorial demonstrating the process of estimating Daily Actual Evotranspiration at Field-scale using Remote Sensing

VIDEO TIMESTAMPS


00:05 - Case Details


00:20 - P1: Background & Setting up

00:24 - P1.1: Understanding the Area of Interest (AoI)

01:12 - P1.2: Downloading the Geographic Extent of the AoI

03:25 - P1.3: Downloading Sentinel-2 Satellite Imagery Dataset

06:35 - P1.4: Downloading Sentinel-3 Satellite Imagery Dataset

11:25 - P1.5: Set-up Intricacies

14:00 - P1.6: SNAP Software Set-up


18:27 - P2: Sentinel-2 Processing Workflow

18:30 - P2.1: Pre-Processing Graph

26:10 - P2.2: Add Elevation Graph

28:04 - P2.3: Add Landcover Graph

33:24 - P2.4: Estimating Leaf Reflectance & Transmittance

35:47 - P2.5: Estimating Fraction of Green Vegetation

38:34 - P2.6: Producing Maps of Vegetation Structural Parameters

42.47 - P2.7: Estimating Aerodynamic Roughness


44.37 - P3: Sentinel-3 Processing Workflow

45.12 - P3.1: Loading Sentinel-3 Dataset

46.02 - P3.2: Pre-Processing Graph

53:15 - P3.3: Warp to Template

55:55 - P3.4: Sharpen LST


59.51 - P4: ERA-5 Pre-Processing Workflow

59.54 - P4.1: Downloading ECMWF ERA-5 Reanalysis Data

01:07:04 - P4.2: Preparing ECMWF ERA-5 Reanalysis Data


01:10:00 - P5: Land-surface Energy Fluxes Modelling Workflow

01:10:04 - P5.1: Estimating Longwave Irradiance

01:12:07 - P5.2: Estimating Net Shortwave Radiation

01:14:32 - P5.3: Estimating Land-Surface Energy Fluxes

01:17:29 - P5.4: Estimating Daily (Actual) Evotranspiration


01:19:39 - Summary Note

 

ESTIMATING DAILY ACTUAL EVOTRANSPIRATION AT FIELD SCALE OVER AN AGRI-REGION IN PUNJAB, INDIA

Area of Interest (AoI) lies between Jalandhar and Ludhiana in Punjab, India - the basemap is overlaid by the Daily Actual Evotranspiration derivation as on June 04, 2022
Figure 8: Area of Interest (AoI) lies between Jalandhar and Ludhiana in Punjab, India - the basemap is overlaid by the Daily Actual Evotranspiration derivation as on June 04, 2022

I chose this agricultural region in Punjab, India as my Study Area due to-

  • wanting to shortlist an agricultural zone within my home country

  • the state of Punjab ranking high in staples production in the country, particularly for wheat & rice

  • average landholding in the state is high at 3.62 hectares, suitable for Field-scale analysis

  • the Rice–Wheat (RW) belt in north-west India was facing excessive decline in Groundwater table


Even the time selected for analysis (Sentinel-3 dataset was acquired was on 4th June 2022) was when the still-ongoing export ban on Wheat was initially implemented due to unseasonal rains i.e. excessive precipitation which damaged the harvest - the government felt the need to protect India's food security and keep the food-inflation in check amidst the Ukraine war which was adversely impacting agri-supply chains worldwide.

Daily ETa at Field-scale as on 4/June/2022, derived using Remote Sensing at the Rice-Wheat zone in Punjab
Figure 9: Daily ETa at Field-scale as on 4/June/2022, derived using Remote Sensing at the Rice-Wheat zone in Punjab

As depicted in the process flow diagram (Figure 7), there are three base types of Remote Sensing data which need to be processed in order to estimate the Daily Actual Evotranspiration at Field-scale-


  1. Sentinel-2 Multispectral Imagery,

  2. Sentinel-3 Thermal Imagery, and

  3. ECMWF ERA5 Meteorological data points


P.S. - You may refer to Figure 3 which lists the factors affecting Evotranspiration and compare it with both - the processing chain (Figure 7) as well as the video tutorial and written content below to enhance your understanding

 

The Sentinel-2 Multispectral Imagery dataset utilized was acquired on 27th May 2022 at 05:36 am. The objective behind processing this dataset is to characterize the biophysical state of the land surface at 20 m resolution.


The following outputs are derived during the S-2 processing chain-


Sharing some visuals of the outputs over the study area in the Sentinel-2 processing chain-

S-2 Processing - Reflectance output visualized in RGB
Figure 10: S-2 Processing - Reflectance output visualized in RGB
S-2 Processing - Leaf Area Index (Biophysical Parameter) - LAI is ratio of one-sided leaf area per unit ground area
Figure 11: S-2 Processing - Leaf Area Index (Biophysical Parameter) - LAI is ratio of one-sided leaf area per unit ground area
S-2 Processing - Land Cover categorization
Figure 12: S-2 Processing - Land Cover categorization
S-2 Processing - Fraction of Vegetation Cover that is green (beyond 66%) output
Figure 13: S-2 Processing - Fraction of Vegetation Cover that is green (beyond 66%) output
S-2 Processing - Vegetation height Map in metres
Figure 14: S-2 Processing - Vegetation height Map in metres
 

The Sentinel-3 Thermal Imagery dataset utilized was acquired on 4th June 2022 at 05:26 am. The objective behind processing this dataset is to establish the bottom boundary condition of the Land Surface Energy Model. In simpler words, we seek to estimate the Land Surface Temperature over the study area - an important input directly relevant to measure the surface energy and water vapour released i.e. Evotranspiration.


Sentinel-3 Imagery datasets have a low spatial resolution (~ 1 km), which is why the processing chain entails enhancing the resolution so that it matches Sentinel-2's spatial resolution (20 m) - this is done using the Data Mining Sharpener Machine Learning model and it helps make this dataset consistent with the previously generated outputs - necessary for processing data on SNAP software as well as to perform Evotranspiration derivation at Field-scale.


The following outputs are derived during the S-3 processing chain-

Sharing some visuals of the outputs over the study area in the Sentinel-3 processing chain-

S-3 Processing - Cloud Mask (Black pixels i.e Null data values)
Figure 15: S-3 Processing - Cloud Mask (Black pixels i.e Null data values)
S-3 Processing - Land Surface Temperature Default (above) & Sharpened (below) in Kelvin
Figure 16: S-3 Processing - Land Surface Temperature Default (above) & Sharpened (below) in Kelvin
 

The downloaded ECMWF ERA5 Meteorological data is interpolated in order to match the time of Sentinel-3 acquisition (4th June 2022) as well as the resolution of the Sentinel-2's processed data (20 m). The objective of this processing chain is to establish conditions which drive (e.g. air temperature) and modulate (e.g. wind speed) the energy transfer between the surface and the atmosphere.


It entails deriving the following outputs-

  • Conversion of Meteorological data (Air Temperature, Vapour Pressure, Air Pressure, Wind Speed, Clear Sky Solar Radiation & Average Daily Solar Irradiance) from 2 m above ground to 100 m above ground

  • Pairing the modified and enhanced meteorological data with some of the outputs derived during the Sentinel-2 & Sentinel-3 processing chain in order to estimate the Longwave Irradiance & Net Shortwave Radiation of canopy and soil respectively

  • Pairing several layers derived across all the processing chains to estimate Land Surface Energy Fluxes using the Two Source Energy Balance Model. There are four instantaneous fluxes which are estimated at the Sentinel-3 data acquisition time (4th June 2022) - Sensible Heat Flux, Latent Heat Flux, Ground Heat Flux & Net Surface Irradiation. (Recollect that Evotranspiration is measured in energy released terms besides in water vapour terms - the Latent Heat Flux represents the energy released during Evotranspiration)

  • Finally, the instantaneous Latent Heat Flux is converted to Water Vapour terms (millimeters/unit of time) to obtain the Daily Actual Evotranspiration (ETa) at Field-scale over the study area


Sharing some visuals of the outputs over the study area in the ECMWF ERA5 processing chain-

ERA5 Processing - Prepared meteorological parameters at the time of S-3 overpass (4th June 2022 at 05.26 am)
Figure 17: ERA5 Processing - prepared Meteorological parameters at the time of S-3 overpass (4th June 2022 at 05.26 am)
ERA5 Processing - contrasting Net Shortwave Radiation outputs at Canopy-level (above) & at Soil-level (below)
Figure 18: ERA5 Processing - contrasting Net Shortwave Radiation outputs at Canopy-level (above) & at Soil-level (below)
ERA5 Processing - Latent Heat Flux (ETa in energy released terms) derived in Watts per square meter
Figure 19: ERA5 Processing - Latent Heat Flux (ETa in energy released terms) derived in Watts per square meter
Daily Actual Evotranspiration (ETa) at Field-scale of 20 m over an agri-zone in Punjab, India, as on 4th June 2022, 05:26 am measured in mm/day - minimum of 0.2 mm/day to a maximum of 10.0 mm/day with a mean of 3.8 mm/day
Figure 20: Daily Actual Evotranspiration (ETa) at Field-scale of 20 m over an agri-zone in Punjab, India, as on 4th June 2022, 05:26 am measured in mm/day - minimum of 0.2 mm/day to a maximum of 10.0 mm/day with a mean of 3.8 mm/day

As you can observe from Figure 20 above, the derived Daily Actual Evotranspiration at Field-scale (20 m) over the study area in Punjab, India (north of the Sutlej river) ranges from a minimum of 0.2 mm/day to a maximum of 10.0 mm/day with a mean of 3.8 mm/day (bulk of the pixels are between 1.3 and 6.1 mm / day).

 

CONCLUDING OBSERVATIONS


So how is one supposed to interpret this derived Daily Actual Evotranspiration at Field-scale output? Is it high or low, good or bad, improving or deteriorating?


Unfortunately, I am not a hydrology expert and am unable to assess the output which has been derived using complex manipulations and there are several linkages with variables. That being said, in order to pass a judgement on the trend of Evotranspiration, a single isolated output would not be helpful, rather, a time-series of observations and the evolution of underlying causes (data obtainable from local weather stations) would be necessary. That being said, feel free to draw your own conclusions based on your independent research - see how this output compares with research studies on Evotranspiration done within India or outside. I'll be happy to know your thoughts and opinions.


There are other factors aspects to be taken into consideration as well - for example, the Meteorological data which I prepared (of which the Air Temperature and Solar Radiance was a component of) was at the time of Sentinel-3 overpass at Dawn (05:26 am) - a cooler part of the day even if the month was peak summer in India (June). I am certain that the algorithm would interpolate the Daily ETa in a different way if I had selected another Sentinel-3 imagery which was captured on the same day, albeit after noon. Unfortunately, I can't test this assumption as Sentinel-3 data over the study area is not available at that time-range - the Earth Observation satellites' orbit path stipulates that the overpass is made at specified times of the day at fixed intervals (revisit time for SLSTR instrument is <2 days near the equator).

 

I was able to observe an interesting aspect when I used the same datasets to estimate Daily ETa, however, over a different study area within (also an agri-zone located north-west to the previous study area). Refer the output below-

Figure 21: Daily Actual Evotranspiration (ETa) at Field-scale of 20 m over an agri-zone in Punjab, India, as on 4th June 2022, 05:26 am measured in mm/day (new study area lies north-west to the previous study area while the time of data acquisition remains the same).
Figure 21: Daily Actual Evotranspiration (ETa) at Field-scale of 20 m over an agri-zone in Punjab, India, as on 4th June 2022, 05:26 am measured in mm/day (new study area lies north-west to the previous study area while the time of data acquisition remains the same).

Compare the Daily ETa output in Figure 21 above with that in Figure 20. What do you infer?


As you'd observe, the south-east half of the new study area depicted in Figure 21 is red in shade signifying a higher rate of ETa - between 7-9 mm/day. In comparison, as evident in Figure 20, much of the previous study area is predominantly dark yellow - a lower rate of ETa between 3-5 mm/day.


Doesn't this strike you as surprising given that both the study areas are so close to each other and the measurement was done during the exact same time? What could be the reason(s) behind it?


In my opinion, this could be because the crops being cultivated in both the agri-zones are different. Recollect that Punjab cultivates Rice as well as Wheat extensively. As indicated in the Factors affecting Evotranspiration infographic (Figure 3) - the nature of crop, its root system, agricultural practises used, and the growth stage of the crop all contribute towards the rate of Evotranspiration. Hence, I surmise that this large difference in ETa values could be particularly due to the different moisture retention properties of the crop being cultivated in both the study areas.



I hope you found this article and the video tutorial to be interesting. Your feedback and suggestions are welcome.

 

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